Each Agent must meet the criteria contained within this application in order to be considered an insured under the policy. By signing below, Agent hereby represents that the information contained herein is true, accurate and complete and that no material facts have been suppressed or misstated. Further, Agent understands and acknowledges that:
Submission of this application does not ensure coverage will be provided.
The Agent (hereafter "you") must be able to respond "no" to each of the questions posed below in order to qualify for coverage. If you respond "yes" to any of the questions below please explain in the box provided. Your application will be sent to underwriting for approval.
| Within the last seven (7) years, have you had a state or federally regulated license revoked, restricted, or terminated for cause? |
yes no |
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| Within the last seven (7) years, have you been a defendant or respondent to any consumer complaint or allegation that resulted in any type of adverse decision, enforcement action, adverse order, disciplinary sanction, or censure against you by any state or federal regulatory agency? |
yes no |
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| Within the last seven (7) years, have you been the subject of any investigation, inquiry, or complaint by any state or federal regulatory agency, or any other agency, alleging any violations of unethical conduct, prohibited sales practice, or breach of professional standards that resulted in any type of adverse decision, enforcement action, disciplinary sanction, or adverse order, such as a consent order, final order, or cease and desist-type order? |
yes no |
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| Do you have any regulatory or consumer-related complaints that are pending or unsettled, or are you awaiting any arbitration or civil proceeding? |
yes no |
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| Within the last seven (7) years, have you been convicted of any felony or business-related misdemeanor, or are you currently named as a defendant, respondent, or party to any such criminal or civil action? |
yes no |
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| Are you currently the subject of any investigation, inquiry, or complaint by any state or federal regulatory agency? |
yes no |
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| Within the last seven (7) years, have you been censured, fined, reprimanded, or otherwise disciplined by an accredited designation? |
yes no |
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| Within the last seven (7) years, has your business declared bankruptcy? (personal bankruptcy not applicable) |
yes no |
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| Are you aware of or involved in any fee dispute with any of your clients? |
yes no |
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| If you selected 'yes' to any of the questions above please explain below |
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* I understand that I am not obligated to enter into transactions electronically and that I have a right to conduct insurance transactions in paper format if I wish. By clicking the "I Agree" button below, I affirmatively consent to conduct this transaction in electronic form.